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Institutional Services

Multi-tasking isn’t easy, especially for organizations involved in the complex areas of finance and investments. Balancing efficiency and due diligence processes while limiting unnecessary liability can seem like a daunting, if not impossible, task. Fear not. We aim to take the uncertainty out of the equation by developing a comprehensive and flexible plan with a suitable course of action for your organization.

This includes:

  • Assisting and educating plan sponsors on fiduciary responsibilities and compliance procedures
  • Developing and implementing an investment policy statement
  • Conducting a robust provider search and fee benchmarking analysis
  • Putting a fund lineup in place to select the appropriate investment vehicles to address goals
  • Performing quarterly due diligence reviews
  • Conducting an annual in-depth plan review
  • Holding educational events for participants

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